Gregory S. Rowland, Partner, Davis Polk & Wardwell LLP to Speak at KCís Nonbank SIFIs and Asset Managers: Enforcement and Compliance Issues in 2013 Live Webcast
New York, NY, September 21, 2013 --(PR.com
)-- The Knowledge Group/The Knowledge Congress Live Webcast Series, the leading producer of regulatory focused webcasts, has announced today that Gregory S. Rowland, Partner, Davis Polk & Wardwell LLP will speak at the Knowledge Congress’ webcast entitled: “Nonbank SIFIs and Asset Managers: Enforcement and Compliance Issues in 2013.” This event is scheduled for Friday, November 15, 2013 from 12:00pm – 2:00pm (ET).
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About Gregory Rowland
Gregory Rowland is a partner in Davis Polk's Corporate Department, practicing in the Investment Management Group. He focuses on providing transactional, regulatory and compliance advice relating to investment advisers, mutual funds, closed-end funds, business development companies, private equity funds and hedge funds. He devotes a large portion of his practice to the structuring, launch and operation of registered investment companies and to the sales, acquisitions and restructurings of asset management firms.
In addition, Mr. Rowland advises financial institutions, fund sponsors, corporations, employees' securities companies, and other entities regarding exemptions under the Investment Company Act and Investment Advisers Act.
About Davis Polk & Wardwell LLP
Davis Polk & Wardwell LLP is a global law firm with 10 offices across the world's key financial centers. For more than 160 years, its lawyers have advised industry-leading companies and global financial institutions on their most challenging legal and business matters. Davis Polk ranks among the world's preeminent law firms across the entire range of its practice, which spans such areas as capital markets, mergers and acquisitions, credit, litigation, private equity, tax, financial regulation, investment management, insolvency and restructuring, executive compensation, intellectual property, real estate, and trusts and estates. Davis Polk (including its associated entities) has more than 800 lawyers in offices in New York, Menlo Park, CA, Washington DC, São Paulo, London, Paris, Madrid, Hong Kong, Beijing and Tokyo.
For more information, please visit: http://www.davispolk.com.
One current hot button issue is the latest U.S. financial regulators' ability under the Dodd-Frank Act to designate large, nonbank financial companies – such as AIG - as "Systemically Important Financial Institutions" (SIFIs) and to subject them to significant additional regulation. In addition, at the same time as financial regulators have been assessing nonbank financial companies, the SEC and the CFTC have intensified their scrutiny of asset managers.
The Knowledge Group gathered a panel of key thought leaders and practitioners who will help you understand some of the most critical issues with respect to compliance issues for nonbanks in a two-hour live webcast.
The panel will discuss the following subjects:
• Critical Enforcement and Compliance Issues for Nonbanks and Asset Managers: An Overview
• Guidance and best practices
• Latest regulatory updates
About The Knowledge Group, LLC/The Knowledge Congress Live Webcast Series
The Knowledge Congress was established with the mission to produce unbiased, objective, and educational live webinars that examine industry trends and regulatory changes from a variety of different perspectives. The goal is to deliver a unique multilevel analysis of an important issue affecting business in a highly focused format. To contact or register to an event, please visit: www.knowledgecongress.org