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David T. Doot, Partner, Day Pitney LLP to Speak at KCís FERC's Enforcement Actions in Banking and Finance Live Webcast

New York, NY, January 10, 2013 --( The Knowledge Group/The Knowledge Congress Live Webcast Series, the leading producer of regulatory focused webcasts, has announced today that David T. Doot, Partner, Day Pitney LLP will speak at the Knowledge Congress’ webcast entitled: “FERC's Enforcement Actions in Banking and Finance.” This event is scheduled for April 17, 2013 from 12:00pm – 2:00pm (ET).

For further details, please visit:

About David Doot

David T. Doot is chair of the firm's Energy and Utility Law Department and practices in the areas of public utility and energy law. In these areas of law, Dave participates in mergers, acquisitions, and other related business realignments, has assisted in the development of generation and transmission projects throughout the United States. He assists industry participants in compliance-related efforts before federal and state regulatory agencies and represents clients in enforcement investigations before the Federal Energy Regulatory Commission. He negotiates and documents energy arrangements between and among industry participants for every type of energy project including renewable energy projects. He has represented clients in proceedings before the Federal Energy Regulatory Commission, as well as in state regulatory proceedings throughout New England. He also counsels businesses around the country concerning wholesale and retail arrangements for the purchase and sale of electricity.

Dave is the past president of the now 2600-member Energy Bar Association.

About Day Pitney LLP

Day Pitney LLP ( is a leading full-service law firm committed to the highest standards of client service and high-value legal representation. With more than 300 attorneys in nine offices across the Eastern Seaboard, including New York, Boston and Washington, DC, the firm is committed to diversity, innovation, accessibility and transparency in the service of its clients.

Day Pitney is nationally recognized for its energy and utility practices. Representing a diverse group of clients across the nation and around the world, the firm’s lawyers develop and implement practical solutions to the complex challenges confronting the energy and utility industries. Day Pitney’s clients include debt and equity investors; electric, gas, and water utilities; generators, transmitters, load serving entities, and marketers; renewable energy project developers and hosts; and other energy and utility market participants.

Event Synopsis:

It’s no secret that over the last few years, the financial industry has been struggling under the weight of regulatory compliance issues. Recently, the Federal Energy Regulatory Commission has moved into this arena, bringing enforcement actions against several financial institutions including Barclays, Deutche Bank, and JP Morgan. Financial institutions, whether large or small, engaged in trading, generating, or transmitting electrical power are now under FERC’s stringent scrutiny. Once proved that they are in violation of FERC rules, financial institutions face large fines and hefty penalties. Finance executives, internal audit, legal, risk management and especially compliance officers will need to work closely with the organization’s governing board and corporate counsel to understand the organization’s policies and ensure that they are in compliance with FERC rules.

The Knowledge Group has assembled a panel of distinguished experts who will share their opinions in a two-hour teleconference and webinar. They will discuss the substantive issues relating to FERC’s enforcement actions in the financial industry along with practical guidance to develop and implement an effective compliance program. A live interaction with the audience in a question and answer format is also included in this event.

About The Knowledge Group, LLC/The Knowledge Congress Live Webcast Series

The Knowledge Congress was established with the mission to produce unbiased, objective, and educational live webinars that examine industry trends and regulatory changes from a variety of different perspectives. The goal is to deliver a unique multilevel analysis of an important issue affecting business in a highly focused format. To contact or register to an event, please visit:
Contact Information
The Knowledge Congress
Thomas LaPointe, Jr., Executive Director
Therese Lumbao, Director
Account Management & Member Services

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