New York, NY, June 10, 2014 --(PR.com
)-- The Knowledge Group/The Knowledge Congress Live Webcast Series, the leading producer of regulatory focused webcasts, has announced today that Paul T. Chryssikos, Senior Counsel, Division of Enforcement, U.S. Securities & Exchange Commission will speak at the Knowledge Group’s webcast entitled: “Legal Series: How to Effectively Deal with an SEC Investigation in 2014.” This event is scheduled for November 10, 2014 from 10:00am – 12:00pm (ET).
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In a two hour live webcast, a panel of thought leaders and practitioners assembled by The Knowledge Group will discuss the significant issues and latest insights on how to strengthen your strategies with respect dealing with SEC Investigations in 2014.
Some of the major topics that will be covered in this course are:
SEC Investigation 2014: an overview
Emerging trends and issues
Enforcement, investigation process and recent cases
Compliance and best practices
Latest regulatory updates
About Paul T. Chryssikos
Paul T. Chryssikos is Senior Counsel in the U.S. Securities & Exchange Commission’s Philadelphia Regional Office and a member of the Division of Enforcement’s Market Abuse Unit (MAU). In coordination with other attorneys, securities industry experts and accountants, Paul investigates possible violations of the federal securities laws including insider trading, market manipulation, and violations by registered broker-dealers and investment advisers, and brings enforcement actions where appropriate on behalf of the Commission in federal district courts and in administrative proceedings.
Prior to joining the SEC in 2010, Paul was in private practice in Philadelphia for over 10 years, primarily at Morgan Lewis & Bockius LLP, where he focused on representing broker-dealers, securities issuers and financial services companies in litigation in state and federal courts, securities industry arbitrations, internal investigations, and related business matters. Paul graduated from Georgetown University with a B.S.F.S. in 1995 and obtained his law degree, cum laude, from the Villanova University School of Law in 1999. He is admitted to practice law in Pennsylvania and New Jersey.
About The Knowledge Group, LLC/The Knowledge Congress Live Webcast Series
The Knowledge Group, LLC was established with the mission to produce unbiased, objective, and educational live webinars that examine industry trends and regulatory changes from a variety of different perspectives. The goal is to deliver a unique multilevel analysis of an important issue affecting business in a highly focused format. To contact or register to an event, please visit: http://theknowledgegroup.org/