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Anne Choe, Associate, Willkie Farr & Gallagher LLP to Speak at TKG’s Form ADV Reporting and Disclosure Amendments: Are You Ready for What Lies Ahead? Live Webcast

New York, NY, December 19, 2017 --( The Knowledge Group/The Knowledge Congress Live Webcast Series, the leading producer of regulatory focused webcasts, has announced today that Anne Choe, Associate, Willkie Farr & Gallagher LLP will speak at the Knowledge Congress’ webcast entitled: “Form ADV Reporting and Disclosure Amendments: Are You Ready for What Lies Ahead? Live Webcast.” This event is scheduled for Thursday, January 18, 2018 @ 3:00 PM to 5:00 PM (ET).

For further details, please visit:

About Anne Choe

Anne Choe is a senior associate in the Asset Management Group of Willkie Farr & Gallagher LLP in Washington, DC. Her practice covers a wide range of securities regulation, and she advises mutual funds, exchange-traded funds (ETFs), hedge funds, private equity funds, business development companies, and family offices. She focuses on counseling mutual fund and private fund investment advisers on a variety of regulatory compliance matters and compliance filings, including counseling clients on mock SEC examinations. Anne has represented investment advisers in SEC examination and enforcement matters. She has significant experience advising on the creation and operation of registered open-end investment companies and ETFs. She also has transactional experience involving funds and their advisers, including merger and acquisition transactions. Anne received a J.D. from the University of North Carolina School of Law in 2009 with high honors and serves as a board member of the UNC Law Alumni Association Board of Directors.

About Willkie Farr & Gallagher LLP

Willkie is an elite international law firm of approximately 700 lawyers located in nine offices in six countries. For more than 125 years, Willkie has represented companies across a wide spectrum of businesses and industries, most notably financial services. The firm’s preeminent Asset Management Group provides legal services to a wide array of clients, including privately owned investment advisers, publicly traded asset management firms, broker dealers, insurance companies and banks. Willkie regularly advises asset managers on subjects ranging from operations, to fund formations, to compliance and regulation. The firm provides insight and knowledge into the legal needs of sponsors of public and private funds alike, allowing us to bring a practical, efficient approach to analyzing issues and solving problems. The group is Chambers rated and was named “Investment Funds Firm of the Year” at the 2017 and 2014 Chambers USA Awards for Excellence

Event Synopsis:

Pursuant to the Form ADV reporting and disclosure amendments adopted last 2016, investment advisers are now held to submit new requirements in their upcoming registrations. The new rules, which included three key changes, specifically require investment advisers with additional information on Part 1A of Form ADV regarding their separately managed accounts (SMAs) and advisory business. Additionally, new disclosure obligations on related private fund advisers with a single advisory business (umbrella registrations) are also imposed.

With reporting and disclosure changes dawning for future registrations, it is imperative that investment advisers have a firm transition plan as early as now. Efficiently facilitating these new requirements can be of big help in such implementation.

In this live webcast, a panel of key thought leaders organized by The Knowledge Group will provide an overview of the new Form ADV reporting and disclosure requirements to help you understand its critical elements and the changes it will set forth. Speakers will also offer best practices in developing an efficient transition plan to facilitate implementation.

Key topics include:
- 2016 Form ADV Amendments
- Key Changes:
- Separately Managed Accounts
- Advisory Business
- Umbrella Registration
- Additional Disclosure Amendments
- Transition Guide
- What Lies Ahead

About The Knowledge Group/The Knowledge Congress Live Webcast Series

The Knowledge Congress was established with the mission to produce unbiased, objective, and educational live webinars that examine industry trends and regulatory changes from a variety of different perspectives. The goal is to deliver a unique multilevel analysis of an important issue affecting business in a highly focused format. To contact or register to an event, please visit:
Contact Information
The Knowledge Group
Thomas LaPointe, Jr., Executive Director
Therese Lumbao, Director
Account Management & Member Services

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