New UCITS IV Presentation is Added to the Certified Hedge Fund Compliance Expert (CHFCE) Program
180 new slides that cover the new UCITS IV directive have been added to the existing 3,080 slides that are the basis for the Certified Hedge Fund Compliance Expert (CHFCE) distance learning and online certification program - September 22, 2009
Certified Member of the Corporate Sustainability Committee of the Board of Directors (CMCSCBD): New Distance Learning and Online Certification Program
The International Association of Potential, New and Sitting Members of the Board of Directors (www.members-of-the-board-association.com) announced the launch of a Distance Learning and Online Certification Program for the Corporate Sustainability Committee of the Board of Directors. - July 09, 2009
$147-Sarbanes Oxley Certification, $297-Basel ii Certification, $297-Risk and Compliance Certification from Compliance LLC
Everything is included: Official presentations, up to 3 online exams, your certificate if you pass the online exam. - February 04, 2009
Risk and Compliance Management - New Distance Learning and Online Certification Programs from Compliance LLC
Compliance LLC announced new Distance Learning and Online Certification Programs for risk, compliance, IT, audit and operations professionals at a very reasonable price. - January 08, 2009
5 Solvency ii Related Websites for the Solvency Capital Requirement (SCR), the Minimum Capital Requirement (MCR), the Own Risk and Solvency Assessment (ORSA)
The Solvency ii Association (www.solvency-ii-association.com) has launched 5 Solvency ii related websites for the the board of directors, managers and professionals working in the Insurance and Reinsurance sectors. - November 18, 2008
Compliance LLC Launches a Web Portal for Hedge Funds, and a Web Portal for Sarbanes Oxley Compliance
The first web portal is designed to discuss the challenges, risks and opportunities in the hedge funds market. The second to collect in one place all the necessary information for Sarbanes Oxley compliance. - July 31, 2008
Compliance LLC Launches Two New Web Sites
The first web site is designed to discuss the risks and opportunities of spread betting and CFDs. The second to give credit to the best hotels and airlines of the world that help them give to their clients and delegates a truly unique learning experience. - July 24, 2008
Regulatory Arbitrage Opportunities for Hedge Funds - Hotel Baur au Lac, Zurich
A unique presentation for Hedge Fund / Portfolio Managers and Analysts who are open to innovative, creative, non-formulaic, non-algorithmic strategies like regulatory arbitrage. - June 17, 2008
Regulatory Arbitrage After Basel ii - a New Presentation From Compliance LLC
Compliance LLC today announced a new half day presentation for hedge fund managers and professionals, high net-worth managers and family offices. - April 30, 2008
EU Directives and Banks of Non-EEA Countries: MiFID, UCITS iii, 8th Directive, Basel ii / CRD, Conglomerates Directive, Regulation for Hedge Funds
Compliance LLC launched a new web site and a new training course for banks and financial organizations of non-EEA countries that want to provide services to European clients. - January 16, 2008
IT and Information Security After Sarbanes-Oxley: A New Paper From Compliance LLC
An open letter to IT and Information Security professionals that discusses the shift of focus from information security to "reasonable assurance." - December 18, 2007
New Training Courses on Solvency ii, UCITS iii and the Reinsurance Directives - from Compliance LLC
Compliance LLC today announced five new compliance web sites (for Solvency ii, UCITS iii and the Reinsurance Directives), and three new compliance training courses. - November 28, 2007
New Basel ii, MiFID, FSAP, ESOX and Compliance Training Courses for the Board of Directors - from Compliance LLC
Compliance LLC today announced that it has launched three new web sites and three new training courses for the Boards of Directors. - September 19, 2007
New MiFID Course – Challenges for the European Economic Area, the Hedge Funds and the Offshore Financial Centers, the USA and the World
Compliance LLC today announced that it has launched two new web sites and a new MiFID course which covers not only the interaction between MiFID and other regulatory initiatives, but also the new challenges in the alternative investments world. - May 08, 2007
Basel ii and the European Union’s Financial Services Action Plan (FSAP) - Compliance LLC
Compliance LLC today announced that it has launched a new web site and new courses in the Financial Services Action Plan (FSAP) and the Basel ii implementation in the European Union. - April 13, 2007
Basel ii and the Financial Conglomerates Directive - New Service from Compliance LLC
Compliance LLC today announced that it has launched a new web site and new courses in the Financial Conglomerates Directive and the Basel ii implementation in the European Union. - March 07, 2007
Basel ii Association Surpasses 200th Member Milestone
The Basel ii Compliance Professionals Association (BCPA) surpassed a milestone today as its membership grew beyond 200 professionals. Established in May 2006, the BCPA has rapidly gained the support of managers and professionals from every corner of the world. “We hope that we will... - February 06, 2007
Capital Requirements Directive Training: The Basel ii Implementation in EU, by Compliance LLC
Compliance LLC today announced that it has launched two new web sites and a 5 days course in Capital Requirements Directive, the common framework for the implementation of Basel ii in the European Union - January 04, 2007
Sarbanes Oxley Act and Japanese SOX (J-SOX) - New Training Course from Compliance LLC
Compliance LLC (www.compliance-llc.com) announced a new training course for the Japanese market with the title: "Lessons Learned from the Implementation of Sarbanes Oxley Act in the USA and the World" - December 05, 2006
New Basel ii Course for Banking Supervisors
Compliance LLC offers a new Basel ii training course, designed to help professionals working for regulatory bodies and supervisory agencies understand their new challenges and responsibilities after Basel ii. - June 28, 2006
After Basel ii, Risks Have Risen Exponentially for the Boards of Directors
The Basel ii Accord creates new challenges and responsibilities for the Boards of Directors. In order to perform their duties according to the highest principles and implementation practices, they need to understand what is different after Basel ii. Compliance LLC developed a half day presentation to address these needs. - May 16, 2006
Sarbanes-Oxley / Basel ii Compliance and Product Repositioning Consulting and Training, from Compliance LLC
Vendors, suppliers and service providers have to reposition their products to meet the new compliance needs. After the end of a confidential survey among IT, risk and compliance professionals, Compliance LLC announced a new fixed fee / fixed terms consulting service: "Sarbanes-Oxley and Basel ii Compliance and Product Repositioning" - May 05, 2006
Compliance LLC Adds New Sarbanes Oxley and Basel ii Training and Consulting Partner
Compliance LLC and ICCE Consulting GmbH will offer Sarbanes Oxley and Basel ii training courses and consulting in Switzerland, Austria and Italy. - April 21, 2006