Recent Headlines
Within Financial Services Regulatory Agencies

Investacorp Elects Erado's Social Media Strategy for Their Advisors

Erado, the nation's leading compliance and archiving firm in electronic communication, formally announces its exclusive multi-year agreement to provide social media compliance services to Investacorp, Inc., an independent broker-dealer subsidiary of Ladenburg Thalmann Financial Services Inc. With... - November 17, 2011 - Erado

RMCN Teamwork

On Tuesday October 25th Derrick Scobey, Kim Danna, Eric Green, and David Harry of RMCN Credit Services helped with McKinney Make a Difference Day. Lisa Bourasssa from the Volunteer McKinney Center said, "Thank you so much for helping us close out the McKinney Make a Difference Day can drive. I... - October 26, 2011 - RMCN Credit Services, Inc.

RMCN Gives Back to the Community

On Saturday, October 22, 2011, representatives from RMCN Credit Services, Inc. participated in McKinney Make a Difference Day by volunteering at Holy Family School. There were over 40 volunteers; many were in the current class of Leadership McKinney or were prior graduates. At 8:00 AM in the... - October 25, 2011 - RMCN Credit Services, Inc.

Craig Brauff, CEO of Erado Featured in Web Seminar for Financial Advisors on Social Media

Craig Brauff Featured in Web Seminar for Financial Advisors on Social Media - October 21, 2011 - Erado

PEI Principal Helping Next Generation Learn and Save

Portfolio Evaluations, Inc. (PEI) Principal, Attila Toth, has recently been elected as a member of the St. Joseph’s School Educational Council. Attila will serve on the Council for a two-year term at the Mendham, New Jersey school. In 2010, Attila spearheaded the implementation of a program... - October 14, 2011 - Portfolio Evaluations, Inc.

PEI Senior Consultant to Speak at the PSCA’s 2011 East Coast Regional Conference

On November 2, 2011 PEI Senior Consultant David Hudak will speak at the PSCA’s 2011 East Coast Regional Conference in Philadelphia. This event will host plan sponsors and industry experts for a series of informational sessions. David will speak on the important topic of, “What You May... - October 14, 2011 - Portfolio Evaluations, Inc.

Senior PEI Team Member Appointed to the Women’s Fund of New Jersey Board

Jean Martone, Director of PEI’s Retirement Plans Group, has recently been appointed to the Board of Directors for the Women’s Fund of New Jersey. During this two-year term, Jean will seek to advance WFNJ’s mission to use the power of philanthropy for the women and girls of New... - October 05, 2011 - Portfolio Evaluations, Inc.

Cornerstone Underwriting Partners, LLC (CUP) Announces PEOComp Pro – a New Work Comp Program for the PEO Industry

Cornerstone Underwriting Partners, LLC (CUP) is a nationwide underwriting management company and program administrator that works exclusively with wholesale brokers and specialty program agents. In developing PEOComp Pro, CUP has partnered with national carriers rated by A.M. Best Company to offer... - September 11, 2011 - Cornerstone Underwriting Partners, LLC

Seven More Broker-Dealers Adopt Erado for Social Media

Erado the nation's lead service in SaaS based archiving of electronic communications, formally announces its exclusive agreement to provide social media compliance services to Liberty Partners Financial Services, LLC, Jeffrey Matthews Financial Group, LLC, Protected Investors of America, Inc.,... - September 09, 2011 - Erado

Capquest Systems Joins Pan-Continental Registered Agent Syndicate

After many years of providing reciprocal agency services worldwide, Capquest is pleased to announce its affiliation with the Pan-Continental Registered Agent Syndicate which will allow its services to be delivered seamlessly in nearly every jurisdiction desired by Capquest Systems’ current and future clients. - August 17, 2011 - Capquest Systems International Admin Centre

Certichron ITA Deploys the First NIST UTC Resource for the NYC Securities Trading Hub

The first of the Certichron ITA's are now operational and supplying US Time to the actual edge of the trading framework. The availability of the US Timebase in proximity hosting operations allows for provable and reliable time-as-evidence distribution models for OATS 7430 compliance. For the first time in global trading history, the real US Time Standard (NIST's) is now a part of US Trading. - August 09, 2011 - Certichron

New Product Announcement: Microsoft Office 365 Compliance Services

Erado, the nation's leader in patent pending SaaS based archiving of electronic communications formally announces its newest product, Microsoft Office 365 Compliance Services. Erado provides a suite of hosted solutions for capture, review, and archiving of electronic communications. Founded in... - August 05, 2011 - Erado

National Planning Holdings, Inc. Chooses Erado for Social Networking Compliance

NPH Will Allow Social Media Activity for More Than 3,500 Representatives - August 04, 2011 - Erado

Professional Associations Super Reappoints J.P. Morgan as Custodian for the Fund

Following a recent review, Professional Associations Super has reappointed J.P. Morgan as its master custodian for a further three-year term. The company was reappointed on the basis of their strong performance in the past three years, with Paul Kessell, Chief Investment Officer of Professional... - July 27, 2011 - Kinetic Superannuation Ltd

Compushare Accredits Cloud Computing Solution to Record Performance in First Half of 2011

Compushare, the nation’s leading Technology Management Provider for the financial industry, announced today record breaking results for the first half of 2011. Earlier this year, Compushare launched its Compushare Cloud Computing (C3) solution, the only on-demand fully hosted cloud computing... - July 15, 2011 - Compushare, Inc.

Professional Associations Super Hits $1.7 Billion After Two Year Growth Spurt

Efficiencies that minimise investment fees combined with strong investment returns have enabled Professional Associations Super to grow by 36 percent in the last two years, reaching $1.7 billion in February 2011. Not only is Professional Associations Super one of the top ten industry funds in... - June 24, 2011 - Kinetic Superannuation Ltd

Professional Associations Super - Lack of Understanding of "Advice" Results in Low Take-Up, Research Finds

Super fund members’ lack of knowledge about what “financial advice” entails, and low levels of trust following the Global Financial Crisis (GFC), are the key barriers to seeking advice, research by Professional Associations Super has found. Qualitative and quantitative member... - June 24, 2011 - Kinetic Superannuation Ltd

Greenville, South Carolina Based Independent Agency, Insurance Market Announces New Website Dedicated to Small Business Owners Insurance

Insurance Market is a retail independent insurance agency and brokerage firm dedicated to helping small businesses with their insurance needs. Their website was recently updated with additional information, links, terms, and information brochures to help provide additional resources to their customers and new clients. - June 17, 2011 - Insurance Market: A Yaworsky Company

Insurance Market Announces the Re-Release of Their South Carolina Individual and Family Health Insurance Quoting Website

Individual Health Insurance and family health Insurance and quotes are now available on line 24 hours a day. Insurance Market has announced that they are now offering free insurance quotes for individuals and families through their recently released website. This website will also allow for on line applications to the carriers they select. - June 16, 2011 - Insurance Market: A Yaworsky Company

Environmental Pollution Insurance is Now Available from Greenville, South Carolina Based Insurance Market

Insurance Market is a retail agency and brokerage firm with access to dozens of national and international insurance companies that specifically target the pollution and environmental industry. These companies have very specific policies that have been designed to cover the issues that contractors face as companies involved in the environmental and or pollution business. - June 16, 2011 - Insurance Market: A Yaworsky Company

Professional Associations Super Strengthens Female Leadership

Professional Associations Super members have recently elected Katherine Kasper as a Member Representative Director. Katherine replaces Marian Bolton, who has been a director on the board for 17 years. Ms Kasper has more than 10 years industry experience as a trust lawyer in the commercial sector,... - June 15, 2011 - Kinetic Superannuation Ltd

Professional Associations Super - Super Reform Won’t Change the Basics of Retirement Planning

With the end of the financial year approaching, Professional Associations Super says the basics of retirement saving won’t change, despite looming reforms to superannuation rules. - June 15, 2011 - Kinetic Superannuation Ltd

IGM Offers Worldwide SWIFT Message Services

Interlink Global Messaging offers worldwide SWIFT messaging services for banks, financial institutions, securities broker dealers, and more. - June 09, 2011 - Interlink Global Messaging

Manulife Singapore Records a Second Quarter of Solid Growth

Opens new Financial Advice & Customer Service Centre in Tampines to better cater to customers’ needs. - June 04, 2011 - Manulife (Singapore) Pte Ltd

Compushare Completes Technology Management Center Upgrade

Compushare, the largest Financial Technology Management Company, announced today the opening of a new state-of-the art 24x7 Technology Management Center (TMC) in Irving, TX. The new facility, almost double the size of its predecessor, is designed to be a help desk call center, network operations... - May 21, 2011 - Compushare, Inc.

Financial Services Regulatory Authority of Frankfurt Intensifies Company Problem Identification via Traffic Light System

Financial Services Regulatory Authority of Frankfurt has finally decided to embrace a new device to detect companies that are undergoing problems via traffic light model. - May 06, 2011 - Financial Services Regulatory Authority of Frankfurt

Financial Services Regulatory Authority of Frankfurt Creates Formula for Occupational Pension Discount Rate Computation

Financial Services Regulatory Authority of Frankfurt is soon to release its new formula on how to estimate accurate discount rates for occupational pension insurance that would directly benefit life insurance companies. - April 21, 2011 - Financial Services Regulatory Authority of Frankfurt

Financial Services Regulatory Authority of Frankfurt Develops New Tool to Measure Risks Exposures for Insurance and Pension Fund Firms

Financial Services Regulatory Authority of Frankfurt is at present working on the development of a new tool called Supervisory Traffic Light Technique which is designed to measure the level of risks exposures of the member companies that offer services on life insurance as well as occupational pension funds. - April 15, 2011 - Financial Services Regulatory Authority of Frankfurt

Portfolio Evaluations, Inc. (PEI) to Speak at the PSCA 2011 East Coast Regional Conference

On April 20, Senior Consultant, David Hudak will speak at PSCA’s 2011 East Coast Regional Conference in Philadelphia, PA. David’s scheduled topic to discuss is, “What You May Not Know About Your Investment Advisor.” He will address the importance of knowing the various types... - April 10, 2011 - Portfolio Evaluations, Inc.

Manulife Wants to be Your "Pal" and Set Your Mind at "Ease"

New accident and critical illness plans catered to protect your lifestyle - April 10, 2011 - Manulife (Singapore) Pte Ltd

AmeriStar Tax Centers Attracts IRS Enrolled Agent to Tax Resolution Team

AmeriStar Tax Centers team of Certified Public Accountants, Enrolled Agents and tax professionals specialize in representing individuals with tax problems before the IRS. - April 02, 2011 - AmeriStar Tax Centers

Manulife Asset Management Singapore Launches New Global Equity and Fixed Income Funds

Manulife Asset Management Singapore Pte. Ltd. announces the launch of two new funds - the Manulife Global Contrarian Fund and Manulife Strategic Income Fund. - March 25, 2011 - Manulife (Singapore) Pte Ltd

Financial Services Regulatory Authority of Frankfurt Discloses Internet Fund-Raising Activity Regulation

Due to the growing unregulated fund-raising undertakings on the internet, the Financial Services Regulatory Authority of Frankfurt has released its concluding policy highlighting the regulation on fundraising activities on the internet which is in accordance to the Corporation Law of Germany. - March 24, 2011 - Financial Services Regulatory Authority of Frankfurt

Manulife Singapore Announces Senior Management Appointments

Manulife (Singapore) Pte Ltd. has recently expanded its Senior Management team as part of its growth strategy in Singapore. It has made key appointments in the areas of Legal and Compliance as well in two newly created business units - Strategic Initiatives Office and Accident & Health. Ms... - March 18, 2011 - Manulife (Singapore) Pte Ltd

Financial Services Regulatory Authority of Frankfurt Issues Guidelines on the Needs for Financial Competence of Banks

After a systematic and comprehensive consultation of Financial Services Regulatory Authority of Frankfurt Banking Industry Organization, Financial Services Regulatory Authority of Frankfurt has finally issued new guidelines on the all-inclusive evaluation of solvency needs of the banking institutions of Germany. - March 18, 2011 - Financial Services Regulatory Authority of Frankfurt

Portfolio Evaluations, Inc. (PEI) to Moderate at the 2011 Pensions & Investments Annual East Coast Defined Contribution Conference

On March 13, Senior Consultant, Fred Stewart will be moderating a round table discussion at the 2011 Pensions & Investments Annual East Coast Defined Contribution Conference in Miami, FL. The round table will feature a discussion on large plans ($1 billion or more in assets). Round table... - March 16, 2011 - Portfolio Evaluations, Inc.

Serious Gameplay: Mobile Game from Sonicviz Satirises the Global Financial Crisis

ZeCon is an action Game with a satirical theme based on the Global Financial Crisis, Zombie Banks, and the Zombie eConomy. ZeCon is also an exercise in awareness raising and education through play. Interested players will find links on the website to more indepth articles and books on the causes behind the current ongoing global financial crisis, and the lack of prosecution of the culprits behind the fraud's involved. - March 09, 2011 - Sonicviz

Manulife’s New Protection Plans to Beef-Up Coverage for Singapore

To help Singaporeans improve their insurance coverage to better protect their loved ones against unfortunate events, Manulife Singapore is enhancing the popular ManuTerm product and launching a new one called Ultimate Protector. “Despite the average Singaporean having three life insurance... - February 17, 2011 - Manulife (Singapore) Pte Ltd

Credit Union Helps New Canadians Support Their Families

Starnews Credit Union has developed new payment and treasury services for Money Services Businesses (MSBs), supported by financial services compliance experts Williams McGuire AML Inc. Over 25% of new Canadians send money to support their families in developing countries. Typically, they send... - February 09, 2011 - Williams McGuire AML Inc.

Recent Headlines Within Financial Services Regulatory Agencies

Recent Headlines
Within Financial Services Regulatory Agencies