Recent Headlines
The U.S. Government Releases the Initial FATCA Registration List; Trans-World Compliance Analyzes the FATCA Registration List
Trans-World Compliance, Inc. today announces the release of preliminary analysis on the US Government’s FATCA Registration list. Initially released June 2, 2014, the second release has just been published by the IRS.[1] The Foreign Account Taxation Act (FATCA) was enacted in 2010 by the US... - July 07, 2014 - TWC
Iowa-Based Company with Wall Street Savvy Has Developed a Concept That Gives Retail Investors Access to Endowment Structure with Daily Liquidity and $1000 Min. Investment
An Iowa-based Company with Wall Street savvy has developed a concept that gives retail investors access to an endowment structure with daily liquidity and a $1,000 minimum investment. “Endowment structure” means that the investment program has an alternative investments orientation and seeks to provide shareholders with asset allocations across various asset classes and portfolio management services in one product. - May 22, 2014 - Advantage Investment Management
Nutritious School Lunch Service Purchases Second Location for $2.4 Million
TMC Financing provides SBA 504 loan for Choicelunch, provider of locally sourced school lunches. - May 21, 2014 - TMC Financing
Solomon Exam Prep Launches “Series 53 MSRB Municipal Securities Principal Qualification Exam” Study Program
Solomon Exam Prep has published study materials for professionals seeking their Series 53 license. - May 16, 2014 - Solomon Exam Prep
TMC Financing Provides SBA 504 Loan to All-Cal Insurance Agency
Insurance agency received an option to purchase from landlord at downtown-Roseville location. - May 03, 2014 - TMC Financing
DW Simpson Global Actuarial and Analytics Recruitment Names Aaron Benton Managing Partner
DW Simpson Global Actuarial and Analytics Recruitment promoted Aaron Benton to Managing Partner. Benton will be responsible for overseeing the strategic and everyday recruitment operations of the firm, in tandem with Bob Morand, President of DW Simpson. “Aaron’s demonstrated track... - May 03, 2014 - DW Simpson Global Actuarial & Analytics Recruitment
New Regulations for SBA 504 Lending Take Effect April 21, TMC Financing Implements New Changes Without a Hitch
California Certified Development Company explains how changes make qualifying for SBA 504 loans easier. - April 26, 2014 - TMC Financing
Financial Planning Association of Florida Supports HB 367 Financial Literacy Instruction in the Public Schools
The Financial Planning Association of Florida, representing over 1,200 members in Florida, is supporting Florida House Bill 367 as a state initiative to bring personal finance education to students. With studies showing nearly half of all students in Florida lack basic money managing skills,... - March 21, 2014 - Financial Planning Association of Florida
A “Grace- ful” Move: TMC Financing Helps Grace Adult Day Health Care Purchase a New Location During a Critical Time, with an SBA 504 Loan
TMC Financing today announced that Grace Adult Day Health Care purchased a new location in Santa Clara by taking advantage of the SBA 504 program. Partnering with Bridge Bank, TMC Financing provided a 20-year fixed rate loan as part of the financing for the acquisition, allowing the borrower to... - March 14, 2014 - TMC Financing
New Owners Acquire Comfort Suites Near San Jose Airport for $6.6 Million TMC Financing Provides SBA 504 Financing for Hotel Acquisition
TMC Financing today announced that the Comfort Suites franchise has acquired a location near the San Jose airport with a 20-year fixed-rate, SBA 504 loan for $6.6 million. The project showcases a 34,322 square foot building located at 1510 North First Street in San Jose. The financing enabled... - March 07, 2014 - TMC Financing
Kids Initiative Raising Money to Fund Holidays for Sick Children
Company Staff Ran 10k to Help Children Living with Cancer - March 04, 2014 - Fund Advisers
Simon Parkins Appointed Global Sales Director at Lombard Risk as Part of Company Expansion Plan
Lombard Risk Management plc (Lombard Risk), a leading provider of integrated regulatory reporting, compliance and collateral management solutions for the financial services industry, has appointed Simon Parkins in the role of Global Sales Director as part of company expansion plan. - February 21, 2014 - Lombard Risk
Erado Reports Record-Breaking Growth
Erado, an innovator in electronic communication compliance, announced growth earnings today, reporting record-breaking growth for the third consecutive year. - February 08, 2014 - Erado
Solomon Exam Prep Launches “Series 52 MSRB Municipal Securities Representative Qualification Exam” Study Program
Solomon Exam Prep is excited to announce the launch of the Solomon Exam Prep study program for the Municipal Securities Rulemaking Board's Series 52 Municipal Securities Representative Qualification Exam (https://solomonexamprep.com/series52/). Individuals who pass the Series 52 exam qualify to be... - February 05, 2014 - Solomon Exam Prep
Bex.io Raises $500K in Seed Funding; Prepares to Launch Its First Partners
Bex.io, a digital currency exchange network builder, has raised $500K in seed funding. Led by CrossPacific Capital Partners (www.xpcp.ca), with participation from Brian Cartmell, Ryan Holmes (HootSuite) and several angel investors, the funds will further strengthen the Bex.io team and support the... - December 21, 2013 - Bex.io
Matrix-Exzac Appoints Renan Levy as Chief Executive Officer
Matrix-Exzac, a leading global compliance and financial crime prevention technology consulting and systems integration firm, announces the appointment of Renan Levy as Chief Executive Officer. Renan Levy brings over 20 years of leadership and entrepreneurship experience, along with a proven track... - December 12, 2013 - Matrix-Exzac
Tax Relief Firm in Los Angeles Relocates to Different Office Locally
Tax resolution specialist "Taxation Solutions, Inc." has chosen a more accessible location in the greater Los Angeles area to increase convenience for local taxpayers. - October 18, 2013 - Taxation Solutions, Inc. CA
Erado Has Received SSAE16 Certification
Erado, an innovator in electronic communication compliance, today announced the company has completed Statement on Standards for Attestation Engagements (SSAE) 16 Type 2 examinations covering all 4 operational data centers across the United States. SSAE 16 provides Erado archiving and journaling... - October 17, 2013 - Erado
Erado Releases Version 8.0 of Its Electronic Communications Compliance Solution
Organizations needed a way to provide a tamper-proof environment for the enforcement and validation of full audit trails for all electronic communications, from email and instant messages to all social media content. Erado has responded to the industry's appeal for effective internal governance and regulatory compliance solutions with MCC 8.0. - October 08, 2013 - Erado
Erado Announces the Opening of an East Coast Office
Erado, an innovator in electronic communication compliance, announced the opening of its New York office today. Erado works with technology executives and compliance officers across multiple industries around the world to identify key compliance issues and then deliver effective and integrated... - October 03, 2013 - Erado
Iconic Funds Malta Joins Forces with Systemic Risk Management
In a first for the Maltese market, Iconic Funds and Systemic will offer clients of Iconic Funds access to state of the art risk management technology covering extended requirements for both UCITS and AIFMD compliant funds. - September 11, 2013 - Iconic Funds
Congressman McKinley to Speak at "Export University" Event
U.S. Commercial Service, W.V. District Export Council will host day-long program to teach local businesses how to sell overseas. - September 04, 2013 - U.S. Commercial Service
“The Solomon Exam Prep Guide: Series 82 FINRA Limited Representative Private Securities Offerings Qualification Examination” Study Manual Now Available
Solomon Exam Prep has published a concise study guide for professionals seeking their Series 82 license. - August 25, 2013 - Solomon Exam Prep
Daryl Serizawa Local Financial Services Professional Joins Nationally Recognized Broker-Dealer
Daryl Serizawa of Irvine California has joined San Diego-based broker-dealer, Independent Financial Group (IFG). IFG supports back-of-house operations for its representatives; enabling their financial advisors to provide advice to their clients and help meet their goals of securing retirement and... - July 20, 2013 - DTS Financial Group
SJS Markets Extends European Presence with Its Newly Licensed Operation in Amsterdam
SJS Group extends its reach in global markets by opening its headquarters for European operation in Amsterdam. - July 14, 2013 - sjs group
Erado Announces Addition of Google Plus to Social Media Capturing Suite
Erado, the nation’s leading compliance and archiving firm in electronic communication, officially announces the newest addition to their Social Media Capturing suite, Google Plus. Google Plus is an inclusive social networking site that gathers data to create a more personalized web experience... - June 27, 2013 - Erado
Erado Appoints Phil Sprute as Their Vice President of Sales
Erado hires a new Vice President of Sales. - June 13, 2013 - Erado
Rozanne Reynolds - Educator of the Year
Rozanne Reynolds, Founder and President of AHI Real Estate & Insurance Services, Inc. and partner in Accredited Home Study Institute Inc., has enjoyed a 27 year career in the Real Estate and Real Estate Education industries. Most recently, she was elected Real Estate Educator of the Year. - May 05, 2013 - AHI Real Estate & Insurance Services Inc.
Erado Announces the Latest Addition to Their Social Media Compliance Solution, Salesforce Chatter
Erado announces the newest addition to their Social Media Capturing Suite. - March 20, 2013 - Erado
Nine Lives Media Names Abacus Group to Top 50 of MSPmentor 501 Global Edition
Private cloud services provider for hedge funds ranked #38 MSP in North America. - March 15, 2013 - Abacus Group LLC
Erado Achieves the Largest Growth in Company History
Erado, the nation’s leading compliance and archiving firm in electronic communication, announced their company milestone report for 2012. Last year, the company saw the largest growth in their history. There were many factors that attributed to that growth. Erado began to focus on their... - March 06, 2013 - Erado
Get Your Credit Cleaned Up Today - Top 4 Credit Repair Techniques You Can Use Right Now from Credit 360 Consulting
Having good credit is essential to go forth and lead a successful financial life. In recent years it has been a hot topic for people to get on the right track with their credit scores. Unfortunate credit education and difficult situations have made it hard for people to maintain good credit. In... - February 06, 2013 - Credit 360 Consulting
Financial Planning Association of Florida Board Members Attend National Chapter Leaders Conference
Financial Planning Association (FPA) of Florida Board members Paul Auslander, Philip Herzberg, Kelben Holbrook, and Michael Zmistowski, attended the November 2 – 4, 2012 FPA Chapter Leaders Conference in Denver, Colorado. The annual gathering of FPA leaders from across the country provided unique learning opportunities to share best practices and prepare for a successful chapter year. - January 14, 2013 - Financial Planning Association of Florida
Alan J. Cicchetti Appointed to Director Position
Alan J. Cicchetti, former Deputy Commissioner, Connecticut Banking Department, has been appointed as Director of Agency Relations of Lenders Compliance Group and Executive Director of Brokers Compliance Group. - January 03, 2013 - Lenders Compliance Group, Inc.
Tax Resolution Firm in Los Angeles Hires Online Advertising Pro to Better Reach Local Clients
Tax resolution specialist "Taxation Solutions, Inc." partners up with the SEO experts at 'Prospect Genius' to bring superior tax and IRS relief services to the greater Los Angeles CA area. - December 19, 2012 - Taxation Solutions, Inc. CA
Financial Planning Association of Florida Recognized for Helping State Residents Achieve Financial Goals
Financial Planning Association of Florida (hereafter the FPA of Florida) leaders were commended for their diligence in guiding Statewide residents to achieve financial goals during their September 17 & 18 trip to Tallahassee. Recognized in Florida CFO Jeff Atwater’s Dollars & Sense... - October 06, 2012 - Financial Planning Association of Florida
Rick Sander Joins Titanium Holdings Former ProVest Executive Joins Mortgage Industry Outreach Provider as CFO
Titanium Holdings, Inc. has recently announced the addition of Richard W. Sander, Jr. (Rick) as Chief Financial Officer. Titanium Holdings, Inc. is the parent company of Titanium Solutions, Inc., a leading provider of homeowner contacting services. Sander is responsible for managing all financial... - August 03, 2012 - Titanium Holdings, Inc
Six More Designate Erado as Their Social Media Compliance Provider
Erado, the nation's leading service in SaaS based archiving of electronic communications, formally announces its exclusive agreement to provide social media compliance services to six more broker-dealers. - June 28, 2012 - Erado
Erado Enters Strategic Partnership with Engage121
Erado, the nation's leading compliance and archiving firm in electronic communication, today announces its strategic partnership with Engage121, Inc., an award-winning provider of social media software solutions for marketing and communications professionals. This relationship provides a true... - June 07, 2012 - Erado
Neopay Announces Julian Griffiths' Promotion to COO
Leading compliance specialist Neopay has promoted Julian Griffiths to the Board as Chief Operating Officer. - May 18, 2012 - Neopay
Belize StrategemFX Tested to US Safety, Security Standard
55-page Independent Audit by Bain Markets Finds Provider Meeting or Exceeding the US NFA Standard - April 07, 2012 - Bain Markets
Erado Seeking 70+ in Customer and Technical Support
Erado announces they are looking to fill positions in Customer and Technical Support immediately. - March 15, 2012 - Erado
Another Eleven Onboard with Erado Social Media Compliance
Erado the nation's lead service in SaaS based archiving of electronic communications, formally announces its exclusive agreement to provide social media compliance services to 11 new broker-dealers. - February 17, 2012 - Erado
Financial Planning Association of Florida to Promote Professional and Consumer Awareness at Annual Trip to Tallahassee
Financial Planning Association of Florida leaders will be participating in their 6th Annual trip to Tallahassee on February 27 and 28. As a trusted resource in promoting the financial planning process and related issues to the State of Florida consumers and government officials, the FPA of Florida will advocate for the benefits of the financial planning profession and Florida consumers. - February 13, 2012 - Financial Planning Association of Florida
M Financial Group Selects Erado for Social Media Activity Oversight and Compliance
Erado, the nation's leading compliance and archiving firm in electronic communication, today announced an exclusive multi-year agreement to provide social media compliance services to M Holdings Securities, Inc. (“M Securities”), the exclusive broker-dealer of M Financial Group... - February 11, 2012 - Erado
Erado Shatters 2011 Growth Projection
Erado, the nation's leading compliance and archiving firm in electronic communication, formally announces their record shattering growth in 2011. Amongst many other key milestones, Erado added over 30 new broker-dealer clients and partners, provided social media compliance services to over 40,000... - January 12, 2012 - Erado
Erado Adding 30 New Hires
Erado, the nation's leading compliance and archiving firm in electronic communication, formally announces they will add 30 new hires in 2012. Just in the last 15 months, Erado has seen a tremendous growth that has led to the necessity for additional employees. There will be new positions in Tech... - December 17, 2011 - Erado
Erado Announces Partnership with Quest CE
Erado, the nation's leading compliance and archiving firm in electronic communication, formally announces its strategic social media partnership with Quest CE, the premier provider of Compliance Training to the financial services industry. This strategic partnership will implement Erado's social... - December 16, 2011 - Erado
Manulife Singapore’s New Business Surges in the Third Quarter
Insurer moves to Manulife Centre at Bras Basah to be closer to customers. - November 30, 2011 - Manulife (Singapore) Pte Ltd
FPA of Florida Elects New Board Members for 2012
The Financial Planning Association (FPA(R)) of Florida proudly elected its 2012 Executive Team and appointed new Board Members. As the first cooperative of its kind, the FPA of Florida serves as leading ambassadors in promoting the financial planning profession to state of Florida Chapter members and consumers. - November 30, 2011 - Financial Planning Association of Florida